-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVQu9XlgxoV4pu3uRGG0zlow9xcsGnW+0DjTO6pEwwTGCBuOXNYXcThw1iNowXCI RpuKTwqdYlSrUZIgdw+bEA== 0000904454-09-000206.txt : 20090514 0000904454-09-000206.hdr.sgml : 20090514 20090514160523 ACCESSION NUMBER: 0000904454-09-000206 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pet DRx CORP CENTRAL INDEX KEY: 0001331931 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 562517815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81685 FILM NUMBER: 09826702 BUSINESS ADDRESS: STREET 1: 215 CENTERVIEW DRIVE STREET 2: SUITE 360 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 703-448-7688 MAIL ADDRESS: STREET 1: 215 CENTERVIEW DRIVE STREET 2: SUITE 360 CITY: BRENTWOOD STATE: TN ZIP: 37027 FORMER COMPANY: FORMER CONFORMED NAME: Echo Healthcare Acquisition Corp. DATE OF NAME CHANGE: 20050630 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Claudius IV, LLC CENTRAL INDEX KEY: 0001425527 IRS NUMBER: 800036714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 680 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203 653 6473 MAIL ADDRESS: STREET 1: 680 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 SC 13D/A 1 s13da_051309-petdrx.htm SCHEDULE 13 D/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

(Rule 13d-101)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2(a)

 

(Amendment No. 2)1

 

Pet DRx Corporation

(Name of Issuer)

 

Common Stock, $.0001 par value

(Title of Class of Securities)

 

715813101

(CUSIP Number)

 

Zubeen Shroff

Merrill A. Ulmer, Esq.

 

Galen Partners

Ropes & Gray LLP

 

680 Washington Boulevard, 11th Fl.

1211 Avenue of the Americas

 

Stamford, CT 06901

New York, NY 10036

 

Tel. (212) 218-4990

Tel. (212) 596-9500

 

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

February 17, 2009

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.

_________________________

remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

CUSIP No. 715813101

 

1)

Name of Reporting Person:

Claudius IV, L.L.C.

I.R.S. Identification No. of Above Person, if an Entity:

80-0036714

2)

Check the Appropriate Box if a Member of a Group

(a) x

(b) o

3)

SEC Use Only

 

4)

Source of Funds

 

Not Applicable

5)

Check Box if Disclosure of Legal Proceedings
Is Required Pursuant to Item 2(d) or 2(e)

Not Applicable

6)

Citizenship or Place of Organization

 

Delaware

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With

7)

Sole Voting Power

 

8,992,926 shares of

Common Stock*

8)

Shared Voting Power

 

-0-

9)

Sole Dispositive Power

 

8,992,926 shares of

Common Stock*

10)

Shared Dispositive Power

 

-0-

11)

Aggregate Amount Beneficially Owned By Each Reporting Person

8,992,926 shares of

Common Stock*

12)

Check Box if the Aggregate Amount in Row (11)
Excludes Certain Shares

o

13)

Percent of Class Represented by Amount in Row (11)

 

32.4%*

14)

Type of Reporting Person

 

OO

 

* includes shares issuable upon exercise of warrants and conversion of notes and is based on 23,660,460 shares of Common Stock outstanding as of March 23, 2009, as reported in the Issuer's Report on Form 10-K for the period ended December 31, 2008 filed with the Commission on April 30, 2009

CUSIP No. 715813101

 

1)

Name of Reporting Person:

Galen Partners IV, L.P.

I.R.S. Identification No. of Above Person, if an Entity:

02-0545037

2)

Check the Appropriate Box if a Member of a Group

(a) x

(b) o

3)

SEC Use Only

 

4)

Source of Funds

 

Not Applicable

5)

Check Box if Disclosure of Legal Proceedings
Is Required Pursuant to Item 2(d) or 2(e)

Not Applicable

6)

Citizenship or Place of Organization

 

Delaware

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With

7)

Sole Voting Power

 

8,992,926 shares of

Common Stock*

8)

Shared Voting Power

 

-0-

9)

Sole Dispositive Power

 

8,992,926 shares of

Common Stock*

10)

Shared Dispositive Power

 

-0-

11)

Aggregate Amount Beneficially Owned By Each Reporting Person

8,992,926 shares of

Common Stock*

12)

Check Box if the Aggregate Amount in Row (11)
Excludes Certain Shares

o

13)

Percent of Class Represented by Amount in Row (11)

 

32.4%*

14)

Type of Reporting Person

 

OO

 

*includes shares issuable upon exercise of warrants and conversion of notes and is based on 23,660,460 shares of Common Stock outstanding as of March 23, 2009, as reported in the Issuer's Report on Form 10-K for the period ended December 31, 2008 filed with the Commission on April 30, 2009

CUSIP No. 715813101

 

1)

Name of Reporting Person:

Galen Partners International IV, L.P.

I.R.S. Identification No. of Above Person, if an Entity:

13-4221160

2)

Check the Appropriate Box if a Member of a Group

(a) x

(b) o

3)

SEC Use Only

 

4)

Source of Funds

 

Not Applicable

5)

Check Box if Disclosure of Legal Proceedings
Is Required Pursuant to Item 2(d) or 2(e)

Not Applicable

6)

Citizenship or Place of Organization

 

Delaware

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With

7)

Sole Voting Power

 

661,854 shares of

Common Stock*

8)

Shared Voting Power

 

-0-

9)

Sole Dispositive Power

 

661,854 shares of

Common Stock*

10)

Shared Dispositive Power

 

-0-

11)

Aggregate Amount Beneficially Owned By Each Reporting Person

661,854 shares of

Common Stock*

12)

Check Box if the Aggregate Amount in Row (11)
Excludes Certain Shares

o

13)

Percent of Class Represented by Amount in Row (11)

 

2.8%*

14)

Type of Reporting Person

 

PN

 

*includes shares issuable upon exercise of warrants and conversion of notes and is based on 23,660,460 shares of Common Stock outstanding as of March 23, 2009, as reported in the Issuer's Report on Form 10-K for the period ended December 31, 2008 filed with the Commission on April 30, 2009

CUSIP No. 715813101

 

1)

Name of Reporting Person:

Galen Employee Fund IV, L.P.

I.R.S. Identification No. of Above Person, if an Entity:

90-0009284

2)

Check the Appropriate Box if a Member of a Group

(a) x

(b) o

3)

SEC Use Only

 

4)

Source of Funds

 

Not Applicable

5)

Check Box if Disclosure of Legal Proceedings
Is Required Pursuant to Item 2(d) or 2(e)

Not Applicable

6)

Citizenship or Place of Organization

 

Delaware

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With

7)

Sole Voting Power

 

12,842 shares of

Common Stock*

8)

Shared Voting Power

 

-0-

9)

Sole Dispositive Power

 

12,842 shares of

Common Stock*

10)

Shared Dispositive Power

 

-0-

11)

Aggregate Amount Beneficially Owned By Each Reporting Person

12,842 shares of

Common Stock*

12)

Check Box if the Aggregate Amount in Row (11)
Excludes Certain Shares

o

13)

Percent of Class Represented by Amount in Row (11)

 

less than 0.1%*

14)

Type of Reporting Person

 

PN

 

*includes shares issuable upon exercise of warrants and conversion of notes and is based on 23,660,460 shares of Common Stock outstanding as of March 23, 2009, as reported in the Issuer's Report on Form 10-K for the period ended December 31, 2008 filed with the Commission on April 30, 2009

CUSIP No. 715813101

 

Amendment No. 2 to Schedule 13D  

 

Reference is hereby made to the statement on Schedule 13D filed with the Securities and Exchange Commission (the “Commission”) on February 12, 2008 and Amendment No. 1 thereto filed on January 30, 2009 (as so amended, the "Schedule 13D"). Terms defined in the Schedule 13D are used herein as so defined.

 

The cover pages to this Amendment No. 2 to the Schedule 13D restate the holdings of each Reporting Person as reported in Amendment No. 1 to the Schedule 13D, and this Amendment No. 2 is being filed solely to confirm that as of the date hereof the Reporting Persons remain subject to reporting on Schedule 13D with respect to their respective holdings of securities of the Issuer. On February 17, 2009 a Schedule 13G was filed with the Commission on behalf of the Reporting Persons (as well as Bruce F. Wesson and Wesson Enterprises, Inc.) with respect to their respective holdings of securities of the Issuer, however such Schedule 13G was filed in error and was not intended to reflect a position that the Reporting Persons are subject to reporting on Schedule 13G with respect to their respective holdings of securities of the Issuer.

CUSIP No. 715813101

 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

CLAUDIUS IV, LLC

 

 

By:

/s/ Stacey L. Bauer

 

 

Attorney-in-Fact

 

 

 

 

GALEN PARTNERS IV, L.P.

 

By:

Claudius IV, LLC, its General Partner

 

 

 

 

By:

/s/ Stacey L. Bauer

 

 

Attorney-in-Fact

 

 

 

 

GALEN PARTNERS INTERNATIONAL IV, L.P.

 

By:

Claudius IV, LLC, its General Partner

 

 

 

 

By:

/s/ Stacey L. Bauer

 

 

Attorney-in-Fact

 

 

 

 

GALEN EMPLOYEE FUND IV, L.P.

 

By:

Wesson Enterprises, Inc., its General Partner

 

 

 

 

By:

/s/ Stacey L. Bauer

 

 

Attorney-in-Fact

 

 

Dated:

May 13, 2009

 

 

 

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